| 1 |
Awareness training program |
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| 2 |
Client Code and CP code Modification Policy |
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| 3 |
Conflict of Interest_Date Pending |
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| 4 |
Dormant Account |
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| 5 |
Facsimile Signatures |
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| 6 |
For Granting of Exposures to Clients |
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| 7 |
Handling Good Till Date Orders |
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| 8 |
Insider Trading Code of Conduct |
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| 9 |
Internal Control |
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| 10 |
Internal shortage |
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| 11 |
Limit Setting |
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| 12 |
NISM Series VII-Securities Operation & Risk Management (SORM) |
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| 13 |
PMLA POLICY |
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| 14 |
Prefunded instrument |
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| 15 |
Provide facility of Voluntary freezing or blocking the online access of the trading account |
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| 16 |
Referral Schemes Policy |
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| 17 |
Risk Management Policy |
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| 18 |
Squarring off client positions in case of non payment of funds & margins |
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| 19 |
Survielliance Policy |
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| 20 |
Unauthetication News |
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