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Investor Complaints Data By Stock Brokers
Data for every month ending (April 2024)
SN
Received from
Carried forward from previous month
Received during the month
Total Pending#
Resolved*
Pending at the end of the month**
Average Resolution Time^ (in days)
Pending for less than 3 months
Pending for more than 3 months
1
2
3
4
5
6
7
8
1
Directly from Investors
0
0
0
0
0
0
2
SEBI(SCORES)
0
0
0
0
0
0
3
Stock Exchange
0
0
0
0
0
0
4
Other Sources (if any)
0
0
0
0
0
0
Grand Total
0
0
0
0
0
0
Trend of monthly disposal of complaints
SN
Month
Carried forward from previous month
Received
Resolved*
Pending**
1
2
3
4
5
6
1
January 2023
0
0
0
0
2
February 2023
0
0
0
0
3
March 2023
0
0
0
0
4
April 2023
0
0
0
0
5
May 2023
0
0
0
0
6
June 2023
0
0
0
0
7
July 2023
0
0
0
0
8
August 2023
0
0
0
0
9
September 2023
0
0
0
0
10
October 2023
0
0
0
0
11
November 2023
0
0
0
0
12
December 2023
0
0
0
0
13
January 2024
0
0
0
0
14
February 2024
0
0
0
0
15
March 2024
0
0
0
0
16
April 2024
0
0
0
0
Grand Total
0
0
0
0
*Should include complaints of previous months resolved in the current month, if any.
**Should include total complaints pending as on the last day of the month, if any.
^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of annual disposal of complaints
SN
Year
Carried forward from previous year
Received during the year
Resolved during the year
Pending at the end of the year
1
2020-21
0
0
0
0
2
2021-22
0
0
0
0
3
2022-23
0
0
0
0
4
2023-24
0
0
0
0
GrandTotal
0
0
0
0
PMS
Data for every month ending (March 2022)
SN
Received from
Carried forward from previous month
Received during the month
Total Pending#
Resolved*
Pending at the end of the month**
Average Resolution time^ (in days)
Pending for less than 3 months
Pending for more than 3 months
1
2
3
4
5
6
7
8
1
SEBI(SCORES)
0
0
0
0
0
0
2
Stock Exchanges
0
0
0
0
0
0
3
Other Sources (ifany) (DP related)
0
0
0
0
0
0
Grand Total
0
0
0
0
0
0
Trend of monthly disposal of complaints
SN
Month
Carried forward from previous month
Received
Resolved*
Pending**
1
2
3
4
5
6
1
December 2021
0
0
0
0
2
January 2022
0
0
0
0
3
February 2022
0
0
0
0
4
March 2022
0
0
0
0
5
April 2022
0
0
0
0
Grand Total
0
0
0
0
*Should include complaints of previous months resolved in the current month, if any.
**Should include total complaints pending as on the last day of the month, ifany.
^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of annual disposal of complaints
SN
Year
Carried forward from previous year
Received during the year
Resolved during the year
Pending at the end of the year
1
2019-20
0
0
0
0
2
2020-21
0
0
0
0
3
2021-22
0
0
0
0
GrandTotal
0
0
0
0
Merchant Banking
Data for every month ending (March 2022)
SN
Received from
Carried forward from previous month
Received during the month
Total Pending#
Resolved*
Pending at the end of the month**
Average Resolution time^ (in days)
Pending for less than 3 months
Pending for more than 3 months
1
2
3
4
5
6
7
8
1
SEBI(SCORES)
0
0
0
0
0
0
2
Stock Exchanges
0
0
0
0
0
0
3
Other Sources (ifany) (DP related)
0
0
0
0
0
0
Grand Total
0
0
0
0
0
0
Trend of monthly disposal of complaints
SN
Month
Carried forward from previous month
Received
Resolved*
Pending**
1
2
3
4
5
6
1
December 2021
0
0
0
0
2
January 2022
0
0
0
0
3
February 2022
0
0
0
0
4
March 2022
0
0
0
0
5
April 2022
0
0
0
0
Grand Total
0
0
0
0
*Should include complaints of previous months resolved in the current month, if any.
**Should include total complaints pending as on the last day of the month, ifany.
^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of annual disposal of complaints
SN
Year
Carried forward from previous year
Received during the year
Resolved during the year
Pending at the end of the year
1
2019-20
0
0
0
0
2
2020-21
0
0
0
0
3
2021-22
0
0
0
0
GrandTotal
0
0
0
0
Research
Data for every month ending (March 2022)
SN
Received from
Carried forward from previous month
Received during the month
Total Pending#
Resolved*
Pending at the end of the month**
Average Resolution time^ (in days)
Pending for less than 3 months
Pending for more than 3 months
1
2
3
4
5
6
7
8
1
SEBI(SCORES)
0
0
0
0
0
0
2
Stock Exchanges
0
0
0
0
0
0
3
Other Sources (ifany) (DP related)
0
0
0
0
0
0
Grand Total
0
0
0
0
0
0
Trend of monthly disposal of complaints
SN
Month
Carried forward from previous month
Received
Resolved*
Pending**
1
2
3
4
5
6
1
December 2021
0
0
0
0
2
January 2022
0
0
0
0
3
February 2022
0
0
0
0
4
March 2022
0
0
0
0
5
April 2022
0
0
0
0
Grand Total
0
0
0
0
*Should include complaints of previous months resolved in the current month, if any.
**Should include total complaints pending as on the last day of the month, ifany.
^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of annual disposal of complaints
SN
Year
Carried forward from previous year
Received during the year
Resolved during the year
Pending at the end of the year
1
2019-20
0
0
0
0
2
2020-21
0
0
0
0
3
2021-22
0
0
0
0
GrandTotal
0
0
0
0